Securities transactions executed through Peloton Securities LLC, a registered broker dealer. Member FINRA/SIPC. Link to Broker Check: https://brokercheck.finra.org
This electronic transmission may contain confidential information that may be privileged, confidential, or exempt from disclosure under law, and is for the sole use of the individual to whom it is addressed. If you are not the intended recipient of this email or information, you are hereby notified that any other dissemination, distribution or copying of this transmission is strictly prohibited. If you receive this message in error, please destroy the attached message (and all attached documents) and notify the sender. Peloton Advisory LLC is required to keep a record of all e-mail communications through its networks. Thank you for your cooperation.
You do not need to take any action as a result of this notice, but you do have certain rights as described below.
Information We May Collect and Use
We collect information about you, which we may share now or in the future. We do this to help us identify you as our customer or our former customer, to process your transactions and requests quickly, to provide investment services to you or tell you about products or services we believe you may want and use.
Information we collect includes:
- Information from you – When submitting a subscription agreement or entering into a relationship with our Company, you may give us information such as your name, address, Social Security number, financial, and employment history.
- Information about your transactions – We may keep information about your transactions with our Company, for example, the products you purchase.
- Information from outside our Company – We may also collect other information that may include information from consumer reporting agencies such as verifying your identity through public records.
A cookie is a small file which asks permission to be placed on your computer’s hard drive. Once you agree, the file is added and the cookie helps analyze web traffic or lets you know when you visit a particular site. Cookies allow web applications to respond to you as an individual. The web application can tailor its operations to your needs, likes and dislikes by gathering and remembering information about your preferences.
We use traffic log cookies to identify which pages are being used. This helps us analyze data about web page traffic and improve our website in order to tailor it to customer needs. We only use this information for statistical analysis purposes.
Overall, cookies help us provide you with a better website, by enabling us to monitor which pages you find useful and which you do not. A cookie in no way gives us access to your computer or any information about you, other than the data you choose to share with us. You can choose to accept or decline cookies. Most web browsers automatically accept cookies, but you can usually modify your browser setting to decline cookies if you prefer. This may prevent you from taking full advantage of the website in the future.
As you browse https://www.pelotonadvisory.com, advertising cookies will be placed on your computer so that we can understand what you are interested in. Our display advertising partners then enables us to present you with retargeting advertising (also known as remarketing) on other sites based on your previous interaction with https://www.pelotonadvisory.com. The techniques our partners employ do not collect personal information such as your name, email address, postal address or telephone number.
If you would like to opt out of Google’s use of interest-based advertising and remarketing cookies, please visit Google’s Ad Settings page.
In addition, you may also opt out of third-party vendor’s internet-based advertising cookies by visiting this page.
Links to Other Websites
Occasionally, at our discretion, we may include or offer third party products or services on our website. These third party sites have separate and independent privacy policies. We therefore have no responsibility or liability for the content and activities of these linked sites. Nonetheless, we seek to protect the integrity of our site and welcome any feedback about these sites.
How We Treat Your Information
Peloton Advisory LLC may share the information described above with companies seeking capital or offering private placement investments. These providers require access to information about you to process or service transactions you have requested, to provide efficient customer services, or to inform you of our products or services you may find useful. Please be assured that we require these providers to safeguard your personal information and to use or disclose it only for the work they are performing on our behalf, or as permitted by law.
We may provide information to regulatory authorities and law enforcement officials in accordance with applicable law or to others when we believe in good faith that the law requires it. In the event of a sale of all or part of one of our businesses, we may share customer information related to that business as part of the transaction.
Peloton Advisory LLC does not sell or share your information with marketers outside our Company who may want to offer you their own products and services. Neither do we share information we receive about you from a consumer-reporting agency. You do not need to take any action for this benefit.
Security of Information
Keeping your information secure is one of our most important responsibilities. We maintain physical, electronic and procedural safeguards to protect your information. Employees are authorized to access your information only when they need it to provide you with products and services or to maintain your accounts.
This policy was last modified on December 20, 2019
Making Sure Information is Accurate
We want to make sure that we have accurate information about you. Generally, upon written request, we will make your personal information available for your review. Information we have collected in connection with or in anticipation of a claim or legal proceeding will not be made available. If you believe that any of our records are inaccurate, you may notify us in writing of any corrections, amendments or deletions that you believe should be made. Questions about accessing or correcting your personal information should be directed to:
Peloton Advisory, LLC
10 Commercial Alley, Suite 4
Portsmouth, NH 03801; Attn:
Harper R. Marshall
Please describe the information you wish to see or corrections required.